You Seriously Shouldn’t Work this Weekend
We all want to control our time. Humans enjoy the sense of power and freedom that comes from determining when and where we do our
Category: Uncategorized
Are you Conflicted about Managing Board Member Conflicts (Part V)?
Since this is the fifth blog in our series on managing conflicts of interest, hopefully you’ve got your process in place for employee disclosures and
5 Lessons from the Toll Sanctions Case
If you’re like most compliance officers today, you’re hearing the word “sanctions” constantly. There’s rarely been a period in history with such fast-changing sanctions laws.
Are You Conflicted about Managing Conflicts with Financial Issues? (Part IV)
“Well baby, what I couldn’t do with plenty of money and you…” is how the old Tony Bennet song starts. The lyric has two parts
Are You Conflicted about Managing Conflicts with Significant Relationships? (Part III)
Managing conflicts of interest seems so easy in theory. Someone discloses, the issue is managed, and everyone goes about with their day. The concept of
Waiting for a Decision? How to Move Forward Regardless…
Is there anything more frustrating than sending a fourth or fifth follow-up email that starts, “We’re still waiting to hear from you so we can….”?
Are You Conflicted about Managing Conflicts? (Part II)
For most employees, the hardest part of disclosing conflicts is knowing that you have one in the first place. The next hardest part is deciding
ESG and Compliance Professionals: Five Things You Need to Know and Five Steps to Take Now
On 21 March 2022, the U.S. Securities and Exchange Commission proposed long-awaited rule changes for climate-related disclosures for investors. In the past couple of years,
Are You Conflicted about Managing Conflicts? (Part I)
It sounds simple. Tell employees to disclose potential conflicts, wait for them to do it, then decide if the conflict is a problem. But the
It All Comes Full Circle: Behind the Scenes!
I recently had the most fun shooting three Masterclass-style videos for Diligent. It was a throwback to my days in film and TV. See, I